LPL Financial, a La Jolla-based investment and wealth management services firm, will pay $18 million to settle charges by the ...

The U.S. Securities and Exchange Commission on Friday said Digital Currency Group Inc. and the CEO of its now-defunct ...

The U.S. Securities and Exchange Commission (SEC) on Friday said a pair of Wells Fargo Advisory firms and Merrill Lynch have ...

Vanguard Group will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made ...

The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...

As wildfires devastate homes and neighborhoods in California, individuals who want to help those impacted by the destruction ...

Crypto company Digital Currency Group agreed to pay a $38 million fine to settle with the Securities and Exchange Commission ...

The SEC disclosed 7 actions against alleged misbehavior with only three days left for the Biden administration.

Celsius Holdings, the fitness beverage company, will pay a $3 million civil fine to resolve charges it accounted improperly ...

A former CEO and one of his top executives at an Ohio energy company have been indicted on federal racketeering charges.

"You're going to be very happy with me," President- elect Donald Trump told crypto-enthusiasts at a bitcoin conference last ...

House Oversight Committee Chairman James Comer is zeroing in on a new target after spending the last two years probing ...