The SEC disclosed 7 actions against alleged misbehavior with only three days left for the Biden administration.

Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to ...

The U.S. Securities and Exchange Commission on Friday said Digital Currency Group Inc. and the CEO of its now-defunct ...

The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...

The U.S. Securities and Exchange Commission (SEC) on Friday said a pair of Wells Fargo Advisory firms and Merrill Lynch have ...

A judge just ordered the U.S. Securities and Exchange Commission (SEC) to craft a more thorough response to a petition from ...

Officials at the SEC are poised to begin overhauling the agency's cryptocurrency policies potentially as early as next week.

The U.S. Securities and Exchange Commission has sued billionaire Elon Musk, saying he failed to disclose his ownership of ...

Online trading firm Robinhood has agreed to pay $45 million to settle SEC charges over record keeping, trade reporting and ...

The U.S. Securities and Exchange Commission is suing Elon Musk for allegedly failing to properly disclose his purchase of ...