News

Stifel Financial Corp.’s broker-dealer unit has seen yet another unfavorable outcome in an industry dispute, and on Friday a three-person arbitration panel ruled Stifel Nicolaus & Co. Inc. pay $ ...
Country music icon Ronnie Dunn has fans concerned after the country star abruptly walked offstage. During a concert in Indianapolis on Thursday, the 71-year-old Brooks & Dunn member was singing ...
today announced that Michael A. Metzger, Chief Executive Officer of Syndax, as well as members of the Syndax management team, will participate in a fireside chat at the Stifel 2025 Virtual ...
Stifel, Nicolaus & Company Inc. has been ordered by an arbitration panel to pay a family of four investors more than $132 million for breach of fiduciary duty and negligence tied to risky ...
(Reuters) - Stifel Financial was ordered by a Financial Industry Regulatory Authority arbitration panel to pay a family $132.5 million for misrepresenting the risk of complex structured notes ...
In the last three months, 7 analysts have published ratings on Stifel Financial SF, offering a diverse range of perspectives from bullish to bearish. The table below summarizes their recent ...
David Jannetti and family members in 2023 sued Stifel Nicolaus & Co., the broker-dealer subsidiary of Stifel Financial, claiming at least $5 million in damages related to investments in structured ...
After being hit with the second largest FINRA arbitration award on record, Stifel Financial can safely be said to be having a bad week. At least executives at the St. Louis-based independent ...
The latest decision against Stifel again involves a Miami-based broker named Chuck A. Roberts whose recommendations of complicated investments known as structured notes have already resulted in ...
Stifel has been hit with a large penalty in an arbitration case stemming from a broker’s structured-notes strategy that has resulted in more than a dozen investor complaints.